Category : Wealth Management

The Vagaries of Investment Advisory Industry

International Finance DeskApril 19, 2013

by International Finance DeskApril 19, 2013

Only an RIA(Registered Investment Advisors) is authorized to provide investment advice for a fee. The world of wealth management brings its own challenges this year, to keep up with market forces, polices of Washington, technological innovations and new client demands. Independent Broker Dealers (IBD) are the new wave of breakaways to the Registered Investment Advisors...

Can the HR 1579, Inclusive Property Act, Rebuild U.S. Financially?

International Finance DeskApril 18, 2013

by International Finance DeskApril 18, 2013

The H.R. 1579 will levy a small sales tax on the trading of derivatives, stocks, bonds and other instruments. Brokers who would carry out trades would be accountable to pay the tax, unless carried out directly by the investors. “This is a huge day”, these were the initial reactions of Republican Ellison, quoting press reporters...